Audit Regulations and Guidance

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AUDIT REGULATIONS

AUDIT REGULATIONS
APPLICATION/USE OF AUDIT APPROACH

Name

Calendar Year (e.g. 2017)

I confirm that I am aware of the ISA Audit documentation available for reference in the firm


Yes	No

I confirm that I am familiar with the content of the ISA audit documentation and undertake to apply the documentation in my audit assignments or to utilise alternative documentation if agreed by partner/manager.


Yes	No

My attention has been drawn to the need to be familiar with the above.

Where in an audit environment a difficult or contentious matter arises, consultation should take place through managers to engagement partners and when deemed appropriate the audit compliance partner.

Additionally I confirm my awareness of reference documentation being available within the technical libraries and/or Internet.

I understand that a failure on my part to apply the rules regarding use of the above will be considered as misconduct and normally, subject to investigation, will result in disciplinary action, and, in certain circumstances, to legal action.


A tick in the box agrees acceptance of the above.

Date of completion

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